EM
CFP
EM
CFP
Eric Moen
29 Years of Experience
Holmen, WI
1 DisclosureBroker
Eric Moen is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Holmen, WI, with 29 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1749 Spakenburg Road, Holmen, WI, 54636
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Regulatory History (1)
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Customer Dispute
October 2009Settled
Other Business Activities
Eric is the Vice President of Zion Lutheran Church, spending a few hours per week. He also spends minimal time on monthly storage rentals through Second Street Storage and Rentals LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
October 1998 - Present · 27 yrs 7 mos
Previous Registrations
Cetera Investment Services LLC
November 1998 - January 2014 · 15 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
May 1997 - October 1998 · 1 yr 5 mos
Northwestern Mutual Investment Services, LLCBroker
March 1997 - October 1998 · 1 yr 7 mos
State Registrations11 states
AZCACOFLIAMNMTOHTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.