James Watkinson
James Watkinson is a registered investment advisor at RBC Capital Markets, LLC, based in Albany, NY, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
455 Patroon Creek Blvd., Suite 200, Albany, NY, 12206-5011
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Regulatory History (1)
Customer Dispute
August 2003Other Business Activities
James serves on the board of directors for Northeastern Association for the Blind Albany, a non-profit organization, and St. Catherine's Center for Children, a charity for homeless and displaced families. He dedicates minimal time to each of these roles.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.