FP
FP

Fernando Parada

29 Years of Experience
Tucson, AZ
2 DisclosuresBroker

Fernando Parada is a registered investment advisor at Morgan Stanley, based in Tucson, AZ, with 29 years of industry experience. Fernando is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

7175 North Pima Canyon Drive, Tucson, AZ, 85718

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Closed-No Action
Customer Dispute
October 1999
Settled
Other Business Activities

Fernando has ownership stakes in Ecomirr S. A. DE C.V., a recycling business in Mexico, and SPR Ana Aurora Farm. He also co-owns rental property in Tucson, AZ with his spouse and is a partner in Ana Aurora S.P.R. de R.L. de C.V., an agriculture business in Mexico; these activities require minimal time.

Employment History
Current Registrations
Morgan Stanley
March 2021 - Present · 5 yrs 7 mos
Morgan StanleyBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2016 - March 2021 · 4 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - March 2021 · 10 yrs 2 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
April 1999 - May 2001 · 2 yrs 1 mo
Piper Jaffray INC.Broker
April 1997 - March 1999 · 1 yr 11 mos
State Registrations13 states
AZCACODEFLGAKYMANCSDTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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