Cesar Castelo is a registered investment advisor at Morgan Stanley, based in Tucson, AZ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7175 North Pima Canyon Drive, Tucson, AZ, 85718
Get directionsHistory
Regulatory History (4)
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Customer Dispute
July 2007Withdrawn
Customer Dispute
January 2005Settled
Customer Dispute
November 2001Closed-No Action
Customer Dispute
February 1999Settled
Employment History
Current Registrations
Morgan Stanley
December 2013 - Present · 12 yrs 5 mos
Morgan StanleyBroker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - November 2013 · 1 yr 1 mo
J.P. Morgan Securities LLC
October 2012 - November 2013 · 1 yr 1 mo
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
April 2005 - July 2005 · 3 mos
Banc One Securities CorporationBroker
December 2004 - July 2005 · 7 mos
Wells Fargo Investments, LLC
June 2003 - May 2004 · 11 mos
Wells Fargo Investments, LLCBroker
January 2003 - May 2004 · 1 yr 4 mos
Union Capital CompanyBroker
September 2001 - July 2002 · 10 mos
Salomon Smith Barney INC.Broker
October 1994 - July 2001 · 6 yrs 9 mos
W.B. Mckee Securities, INC.Broker
July 1993 - June 1994 · 11 mos
Painewebber IncorporatedBroker
April 1992 - July 1993 · 1 yr 3 mos
First Affiliated Securities, INC.Broker
March 1992 - March 1992 · 0 mos
State Registrations4 states
AZCAFLTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.