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Brad Nettune

27 Years of Experience
Summit, NJ
3 DisclosuresBroker

Brad Nettune is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Summit, NJ, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1 Deforest Ave, Summit, NJ, 07901

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2023
Customer Dispute
September 2013
Withdrawn
Employment Separation After Allegations
October 2001
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2015 - Present · 10 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Morgan Stanley
March 2012 - September 2015 · 3 yrs 6 mos
Morgan StanleyBroker
October 2011 - September 2015 · 3 yrs 11 mos
UBS Financial Services INC.
September 2007 - November 2011 · 4 yrs 2 mos
UBS Financial Services INC.Broker
September 2007 - November 2011 · 4 yrs 2 mos
Bear, Stearns & CO. INC.
June 2006 - October 2007 · 1 yr 4 mos
Bear, Stearns & CO. INC.
June 2002 - October 2002 · 4 mos
Bear, Stearns & CO. INC.Broker
October 2001 - October 2007 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1999 - October 2001 · 2 yrs 5 mos
D. H. Blair & CO., INC.Broker
April 1997 - July 1997 · 3 mos
State Registrations20 states
AZCACTDCDEFLGAILLAMAMNNCNJNYOHPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brad Nettune - Financial Advisor | TrueAdvisor