JV
JV
Joao Valente
26 Years of Experience
Westbury, NY
1 DisclosureBroker
Joao Valente is a registered investment advisor at Cetera Investment Advisers LLC, based in Westbury, NY, with 26 years of industry experience. Joao operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1400 Old Country Rd, Ste 408, Westbury, NY, 11590
Get directionsHistory
Regulatory History (1)
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Criminal
October 2020Final Disposition
Other Business Activities
Joao is a wealth manager for Gold Coast Financial Planning, doing business as Cetera Business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2020 - Present · 5 yrs 8 mos
Cetera Investment Services LLCBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
AXA Advisors, LLCBroker
November 2015 - November 2015 · 0 mos
AXA Advisors, LLC
November 2015 - November 2015 · 0 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2020 · 7 yrs 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2020 · 7 yrs 11 mos
Chase Investment Services CORP.Broker
February 2012 - October 2012 · 8 mos
Chase Investment Services CORP.
February 2012 - October 2012 · 8 mos
Morgan Stanley Smith BarneyBroker
September 2010 - February 2012 · 1 yr 5 mos
Morgan Stanley Smith Barney LLC
September 2010 - February 2012 · 1 yr 5 mos
E*trade Securities LLCBroker
May 2006 - September 2010 · 4 yrs 4 mos
E*trade Clearing LLCBroker
February 2006 - May 2006 · 3 mos
Harrisdirect LLCBroker
June 2004 - December 2005 · 1 yr 6 mos
Schonfeld Securities, LLCBroker
March 1999 - March 2004 · 5 yrs
State Registrations8 states
CACTFLNJNYTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.