QE
QE
Qasim Ellis
12 Years of Experience
Westbury, NY
1 DisclosureBroker
Qasim Ellis is a registered investment advisor at Cetera Investment Advisers LLC, based in Westbury, NY, with 12 years of industry experience. Qasim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1400 Old Country Road, Suite 408, Westbury, NY, 11590
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2022Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr
Cetera Investment Services LLCBroker
June 2025 - Present · 1 yr 3 mos
Previous Registrations
Equitable Advisors, LLCBroker
June 2016 - June 2025 · 9 yrs
Aegis Capital CORP.Broker
September 2012 - December 2015 · 3 yrs 3 mos
State Registrations15 states
AZCACTDCFLGAMAMDNCNJNVNYPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.