Douglass List is a CFA-designated registered investment advisor at 31 Moorgate, INC., based in Charlottesville, VA, with 16 years of industry experience. Douglass operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.48% |
Fees are negotiable.
Fee Estimator
Location
401 E Market Street, #13, Charlottesville, VA, 22902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglass works as an attorney providing legal services through Banner Legal Services since 2018. He also serves as President of List & Company, Inc., offering strategic management consulting services since 1988.
Employment History
Current Registrations
31 Moorgate, INC.
Previous Registrations
31moorgate, INC.
31moorgate, INC.
Afton Advisors, LLC
Afton Advisors, LLC
H.D. Vest Advisory Services, INC
AXA Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.