Scott Karl
Scott Karl is a registered investment advisor at Caitlin John, LLC, based in Brighton, MI, with 28 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 733 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Caitlin John offers investment management under either a wrap fee program (CJWFP) or a non-wrap fee arrangement. The wrap fee cannot exceed 2.48%, and the non-wrap fee cannot exceed 3.0%. Fees are negotiable and may be structured as tiered, tapered, or fixed. The fees cover advisory services, investment management oversight, administrative and custodial services, and may include the use of a third-party investment advisor.
Location
1024 E. Grand River Ave, Suite B, Brighton, MI, 48116
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Regulatory History (1)
Criminal
April 2006Other Business ActivitiesSells Insurance
Scott owns Scott Karl Economic and Insurance Services, selling various fixed insurance products and dedicating nearly full-time hours to it. He also engages in other business activities including sales of legal services, commercial real estate leasing, and college planning workshops, taking about half of his time on the latter.
Employment History
Current Registrations
Caitlin John, LLC
Previous Registrations
Guardian Pointe Private Wealth Management, LLC
Interactive Financial Advisors
Brooklight Place Securities, INC.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.