Stephen Stroup is a registered investment advisor at Onward Advisors LLC, based in Weatogue, CT, with 18 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%. Fees vary and are negotiable.
Fee Estimator
Location
Weatogue, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is an investment advisor and supervision manager at Onward Advisors, dedicating a few hours per week. He also serves as Head of Supervision at Wedbush & Co. and Qapital LLC, spending about 10-20% of his time and about a quarter of his time respectively.
Employment History
Current Registrations
Onward Advisors LLC
Wedbush Securities INC.
Wedbush Securities INC.Broker
Wedbush Securities INC.
Previous Registrations
Wedbush & CO., LLCBroker
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Piper Jaffray & CO.Broker
Schonfeld Securities, LLCBroker
Focused Investments L.L.C.Broker
Wayne Hummer Investments L.L.C.Broker
Gruntal & CO., L.L.C.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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