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CFP
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CFP

Daniel Smith

Raymond James Financial Services Advisors, INC
29 Years of Experience
Orlando, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Daniel Smith is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Orlando, FL, with 29 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7380 Sand Lake Road, Suite 405, Orlando, FL, 32819

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is the CEO and Managing Partner of Signature Wealth Partners, dedicating about 10-20% of his time to this role. He is also an agent for non-variable insurance through Signature Wealth Partners, spending a few hours per week on this activity.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2021 - Present · 4 yrs 11 mos
Raymond James Financial Services Advisors, INC
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
MML Investors Services, LLC
September 2014 - November 2021 · 7 yrs 2 mos
MML Investors Services, LLCBroker
September 2014 - November 2021 · 7 yrs 2 mos
Northwestern Mutual Investment Services,llc
December 2006 - September 2014 · 7 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
November 1999 - January 2002 · 2 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
June 1997 - September 2014 · 17 yrs 3 mos
State Registrations37 states
ALARAZCACOCTFLGAIAILINKSKYLAMAMDMIMNMOMSNCNJNMNYOHOKORPAPRSCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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