Stephen Dissette
Stephen Dissette is a registered investment advisor at Horter Investment Management, LLC, based in Trail Creek, IN, with 18 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,302,710 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Horter Investment Management charges an annual advisory fee based on a percentage of the value of your investments, assessed quarterly. The maximum annual fee is 1.99%, which includes investment management, program administration, and financial professional compensation. Fees may be negotiable based on factors like client type and account size. Horter offers different portfolio management programs with varying fees. For retirement plan asset management using indexed funds, the fee is 0.50%. Non-discretionary accounts are charged 0.1% with a $50 minimum quarterly fee.
Location
Trail Creek, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen owns Stephen D. Dissette & Associates, selling insurance and annuities since 2014. This takes nearly full-time hours, including during securities exchange hours.
Employment History
Current Registrations
Horter Investment Management, LLC
Previous Registrations
Transamerica Financial Advisors, INC.
Investment Advisors International, INC.
Redhawk Wealth Advisors, INC.
USA Tax & Insurance Services, INC.
Investment Advisors International, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.