Rick Kent is a CFP-designated registered investment advisor, based in Alpharetta, GA, with 28 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rick is involved in numerous business activities, including Merit Financial Group as an RIA, IAR, and CEO, and several holding and support companies. He also provides fixed insurance advice and owns Merit Agency, LLC for fixed insurance/annuity business, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Mfg Securities, LLCBroker
Purshe Kaplan Sterling InvestmentsBroker
Merit Financial Advisors
Previous Registrations
Lifestyle Planning Solutions, LLC
LPL Financial Corporation
LPL Financial LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Manequity, INC.Broker
Centennial Capital Management, INC.Broker
State Registrations52 states
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