Nycole Sones
Nycole Sones is a registered investment advisor at Citigroup Global Markets INC., based in Boca Raton, FL, with 23 years of industry experience. Nycole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
CWM Retail, Sales, 4055 North Federal Highway, Boca Raton, FL, 33431
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nycole is a managing member of It's a Fine Ride, LLC, a car leasing company in Palm Beach, Florida, assisting her children with the business. She spends minimal time on this activity.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
PNC InvestmentsBroker
Kovack Securities INC.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
First Union Brokerage Services, INC.Broker
Brookstreet Securities CorporationBroker
Barber & Bronson IncorporatedBroker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.