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Kenneth O'connell

28 Years of Experience
Las Vegas, NV
BrokerSells Insurance

Kenneth O'connell is a registered investment advisor at Morgan Stanley, based in Las Vegas, NV, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

8548 Rozita Lee Avenue, Suite 400, Las Vegas, NV, 89113

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Kenneth participates in quarterly board meetings for EngageX, a customer engagement solutions company that sets up policy reviews for insurance agents. He dedicates minimal time to this activity, exclusively after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2010 - Present · 15 yrs 11 mos
Morgan Stanley
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - June 2010 · 8 mos
Banc of America Investment Services, INC.
February 2004 - October 2009 · 5 yrs 8 mos
Banc of America Investment Services, INC.Broker
February 2004 - October 2009 · 5 yrs 8 mos
UBS Financial Services INC.
November 2000 - March 2004 · 3 yrs 4 mos
UBS Financial Services INC.Broker
November 2000 - March 2004 · 3 yrs 4 mos
Prudential Securities IncorporatedBroker
October 1997 - November 2000 · 3 yrs 1 mo
PFS Investments INC.Broker
May 1997 - November 1997 · 6 mos
State Registrations38 states
AZCACOCTDEFLGAHIIAIDILINKSKYMAMDMEMIMNMSNCNHNJNMNVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.