Laura Penner
Laura Penner is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Moorhead, MN, with 28 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Moorhead, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Laura sells fixed insurance products, including life, health, and disability, with various companies. She is also an insurance agent for Guardian Life, dedicating about a quarter of her time to this role. Additionally, Laura serves as a successor/substitute personal representative for a client's will, requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Financial Network Investment CorporationBroker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Norwest Investment Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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