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CFP
CP
CFP

Carlon Parks

Advice and Planning Services
20 Years of Experience
Thornton, CO
View SEC Summary
View SEC Summary

Carlon Parks is a CFP-designated registered investment advisor at Advice and Planning Services, based in Thornton, CO, with 20 years of industry experience. Carlon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Thornton, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Advice and Planning Services
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - September 2019 · 1 yr 2 mos
Strategic Advisers LLC
May 2018 - July 2018 · 2 mos
Fidelity Brokerage Services LLCBroker
May 2018 - September 2019 · 1 yr 4 mos
Strategic Advisers, INC.
August 2013 - October 2017 · 4 yrs 2 mos
Fidelity Brokerage Services LLCBroker
July 2013 - October 2017 · 4 yrs 3 mos
Charles Schwab & CO., INC.
May 2006 - June 2013 · 7 yrs 1 mo
Charles Schwab & CO., INC.Broker
November 1999 - June 2013 · 13 yrs 7 mos
J.B. Oxford & CompanyBroker
November 1997 - March 1998 · 4 mos
Biltmore Securities, INCBroker
May 1997 - September 1997 · 4 mos
State Registrations4 states
ALCOTXVT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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