Ralph Peeples
Ralph Peeples is a registered investment advisor at MML Investors Services, LLC, based in Madison, MS, with 27 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
124 One Madison Plaza, Suite 2200, Madison, MS, 39110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ralph is the President and CEO of Oxford Risk Management Group, Inc., where he solicits, sells, and services life, disability, long-term care, and health insurance, dedicating minimal time to this role. He also serves as an executive board member for the Fellowship of Christian Athletes, advising the state director, spending minimal time on this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Rl2 Advisors, LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Rl2 Advisors, LLC
Rl2 Advisors, LLC
Kovack Securities INC.Broker
Kovack Advisors, INC.
Blacksummit Financial Group, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Investlinc Wealth Services
Investlinc Securities, LLCBroker
Associated Securities CORP.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.