CM
CFP
CM
CFP

Craig Miller

29 Years of Experience
Houston, TX
Broker

Craig Miller is a CFP-designated registered investment advisor at Frost Investment Services, based in Houston, TX, with 29 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,656 clients with $3.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
162 advisors
IM Fee
Planning only
Assets Under Management
$3.7B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5925 Kirby Dr., Houston, TX, 77005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Frost Investment Services
January 2022 - Present · 4 yrs 9 mos
Frost Brokerage Services, INC.Broker
October 2003 - Present · 23 yrs
Previous Registrations
Frost Investment Services
January 2017 - December 2021 · 4 yrs 11 mos
VALIC Financial Advisors, INC.Broker
February 2003 - October 2003 · 8 mos
VALIC Financial Advisors, INC.
February 2003 - October 2003 · 8 mos
UBS Painewebber INC.
December 2000 - February 2003 · 2 yrs 2 mos
UBS Painewebber INC.Broker
December 2000 - February 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
May 1997 - December 2000 · 3 yrs 7 mos
State Registrations9 states
CAFLLANMNVOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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