KC
CFA
KC
CFA

Kevin Curran

26 Years of Experience
Albany, NY
Broker

Kevin Curran is a CFA-designated registered investment advisor, based in Albany, NY, with 26 years of industry experience.

Location

30 S. Pearl Street, 9th Floor, Albany, NY, 12207

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cimas, LLCBroker
November 2010 - Present · 15 yrs 6 mos
Curran Wealth Management
October 2004 - Present · 21 yrs 7 mos
Previous Registrations
Curran Advisory ServicesBroker
December 2006 - December 2007 · 1 yr
Wachovia Securities, LLC
January 2003 - December 2004 · 1 yr 11 mos
Wachovia Securities, LLCBroker
October 2002 - December 2004 · 2 yrs 2 mos
Deutsche Banc Alex. Brown INC.Broker
July 2001 - March 2002 · 8 mos
Salomon Smith Barney INC.Broker
January 1999 - September 1999 · 8 mos
Lord Abbett Distributor LLCBroker
June 1997 - September 1998 · 1 yr 3 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.