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Michael Metzger

28 Years of Experience
Florham Park, NJ
1 DisclosureBroker

Michael Metzger is a registered investment advisor at Ameriprise Financial Services, LLC, based in Florham Park, NJ, with 28 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

200 Campus Dr Ste 150, Florham Park, NJ, 07932-1007

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2012
Settled
Other Business Activities

Michael has multiple "other" business activities, including business ownership, since 2017-2020. He spends a few hours per week on these activities, none of which occur during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2016 - Present · 10 yrs 4 mos
Ameriprise Financial Services, LLC
January 2016 - Present · 10 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Morgan Stanley
January 2010 - January 2016 · 6 yrs
Morgan StanleyBroker
January 2010 - January 2016 · 6 yrs
RBC Capital Markets CorporationBroker
October 2009 - February 2010 · 4 mos
RBC Capital Markets Corporation
October 2009 - February 2010 · 4 mos
J. B. Hanauer & CO.
November 2005 - October 2009 · 3 yrs 11 mos
J. B. Hanauer & CO.Broker
December 2000 - October 2009 · 8 yrs 10 mos
Nori, Hennion, Walsh, INC.Broker
April 1997 - December 2000 · 3 yrs 8 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.