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Charles Brennan

Morgan Stanley
29 Years of Experience
Pepper Pike, OH
1 DisclosureBroker
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Charles Brennan is a registered investment advisor at Morgan Stanley, based in Pepper Pike, OH, with 29 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

31099 Chagrin Boulevard, Pepper Pike, OH, 44124

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Settled
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Other Business Activities

Charles is a managing member of 100 Ocean's Pond LLC since 2017 and a partner at CBK Netting LLC since 2020, dedicating minimal time outside business hours to the latter. He is also involved with an estate since 2021, spending a few hours per week.

Employment History
Current Registrations
Morgan StanleyBroker
June 2014 - Present · 12 yrs 4 mos
Morgan Stanley
June 2014 - Present · 12 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
February 2007 - July 2014 · 7 yrs 5 mos
J.P. Morgan Securities LLC
February 2007 - July 2014 · 7 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2002 - February 2007 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2001 - February 2007 · 5 yrs 6 mos
Mcdonald Investments INC.Broker
November 1998 - August 2001 · 2 yrs 9 mos
Key Capital Markets, INC.Broker
May 1997 - November 1998 · 1 yr 6 mos
State Registrations32 states
ALAZCACOCTFLGAILINLAMAMDMEMIMNMONCNJNMNVNYOHOKPARISCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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