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Mark Bowlby

Raymond James Financial Services Advisors, INC
28 Years of Experience
Irving, TX
1 DisclosureBroker
View SEC Summary
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Mark Bowlby is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Irving, TX, with 28 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

122 W. John Carpenter Fwy., Suite 405, Irving, TX, 75039

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is an owner of Concord Wealth Strategies and MB&MB Consulting Group LLC, both involved in retirement, investment, and estate/wealth transfer planning. He dedicates minimal time to these businesses.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2016 - Present · 10 yrs 7 mos
Raymond James Financial Services, INC.Broker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
LPL Financial LLC
April 2014 - January 2016 · 1 yr 9 mos
LPL Financial LLCBroker
April 2014 - January 2016 · 1 yr 9 mos
Unified Financial Securities, INC.Broker
October 2013 - February 2014 · 4 mos
Proequities, INC.Broker
October 2010 - July 2013 · 2 yrs 9 mos
Ohio National Equities, INC.Broker
June 2006 - September 2010 · 4 yrs 3 mos
AXA Distributors, LLCBroker
November 2004 - May 2006 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
May 2002 - November 2004 · 2 yrs 6 mos
Citigroup Global Markets INC.
May 2002 - November 2004 · 2 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 1997 - June 2002 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1997 - June 2002 · 5 yrs
State Registrations7 states
CAFLMDNCNMOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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