Lisa Hock
Lisa Hock is a ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Highland, IL, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
100 Suppiger Lane, Highland, IL, 62249
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lisa is a Vice President at Busey Bank and Busey Investment Services, where she provides financial planning services, taking about half of her time. She also volunteers on the Finance Committee for Main Street Community Center, dedicating a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Benjamin F. Edwards & Company, INC.Broker
Benjamin F. Edwards & Company, Incorporated
Umb Financial Services, INC.
Umb Financial Services, INC.Broker
Focused Investments L.L.C.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.