TK
TK

Thomas Kelleher

28 Years of Experience
Broker

Thomas Kelleher is a registered investment advisor at B. Riley Wealth Private Shares, based in Los Angeles, CA, with 28 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 9 clients with $41M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$41.4M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

11100 Santa Monica Blvd., Los Angeles, CA, 90025

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
B. Riley Wealth Private Shares
November 2025 - Present · 5 mos
B. Riley Securities, INC.
June 2017 - Present · 8 yrs 10 mos
B. Riley Securities, INC.Broker
June 2017 - Present · 8 yrs 10 mos
Previous Registrations
Mlv & CO. LLCBroker
August 2017 - December 2019 · 2 yrs 4 mos
B. Riley Capital Management
September 2015 - March 2025 · 9 yrs 6 mos
B. Riley Asset Management, LLC
January 2014 - June 2015 · 1 yr 5 mos
B. Riley & CO., LLC
March 2008 - April 2014 · 6 yrs 1 mo
Riley Investment Management
October 2002 - July 2015 · 12 yrs 9 mos
B. Riley & CO., LLCBroker
June 1997 - November 2017 · 20 yrs 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.