KF
KF

Kristen Freeman

26 Years of Experience
Albuquerque, NM
Broker

Kristen Freeman is a registered investment advisor at Wells Fargo Advisors, based in Albuquerque, NM, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

Albuquerque, NM

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Wells Fargo Advisors
March 2024 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLC
March 2024 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2024 - Present · 2 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
February 2004 - February 2024 · 20 yrs
UBS Financial Services INC.Broker
August 2003 - February 2024 · 20 yrs 6 mos
First Providence Financial Group, LLCBroker
November 1998 - October 2001 · 2 yrs 11 mos
Walsh Manning Securities, LLCBroker
February 1998 - August 1998 · 6 mos
D. H. Blair & CO., INC.Broker
April 1997 - February 1998 · 10 mos
State Registrations19 states
AKAZCACOCTFLIDMAMINJNMNYOHPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kristen Freeman - Financial Advisor | TrueAdvisor