Soraya Batista-Garcia
Soraya Batista-Garcia is a registered investment advisor at Bolton Global Asset Management, based in Bolton, MA, with 28 years of industry experience. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 6,977 clients with $7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BGAM offers investment management services where fees are negotiable between you and your advisor. The maximum fee is 2.5% of your portfolio value. Fees are typically billed quarterly, deducted directly from your account. BGAM may also assess a fee to cover ticket or transactional fees they are assessed because of a trade in your account.
Location
579 Main Street, Bolton, MA, 01740
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2006Other Business Activities
Soraya is the owner and managing partner of Batista Advisors LLC and co-owner and managing director of PWA Family Office, LLC, both set up for securities and investment advisory businesses. She is also an Investment Advisor Representative of Bolton Global Asset Management, dedicating her full-time work to these activities.
Employment History
Current Registrations
Bolton Global Asset Management
Bolton Global CapitalBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.