Derek Bell
Derek Bell is a registered investment advisor at LPL Financial LLC, based in Albany, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4 Pine West Plaza, Suite 405, Albany, NY, 12205
Get directionsHistory
Regulatory History (2)
Regulatory
April 2007Employment Separation After Allegations
October 2005Other Business ActivitiesSells Insurance
Derek is the President/CEO of Bell Financial LLC, preparing tax returns part-time during tax season, and an independent insurance agent enrolling prospects in Medicare programs for CDPHP, dedicating nearly full-time hours to this. He also has a 10% ownership as a founding member of American Investment Planners, LLC, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.