Thomas Dudley
Thomas Dudley is a registered investment advisor at Stirling Financial Group, based in Portsmouth, NH, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 304 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
The tiered fee schedule applies to single accounts. For multiple accounts, Stirling Financial Group charges an annual flat percentage of assets under management ranging up to 1.50%. Fees may be negotiable.
Fee Estimator
Location
100 International Dr, Ste 358, Portsmouth, NH, 03801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a Managing Member/CCO/IAR at Stirling Financial Group, a Registered Representative at LPL Financial, and provides investment advisory services through Leeds Capital Group, LLC. He also works as a non-variable insurance agent for Pelorus Financial Group and Thomas Dudley, dedicating minimal time to these insurance activities.
Employment History
Current Registrations
Stirling Financial Group
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.