Matthew Dicken
Matthew Dicken is a registered investment advisor at Strategic Wealth Investment Group, LLC, based in Louisville, KY, with 18 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 5 more. Their firm serves 3,900 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable based on services requested and engagement complexity. Billed monthly in arrears.
Fee Estimator
Location
500 N. Hurtsbourne Parkway, Suite 120, Louisville, KY, 40222
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
February 2005Criminal
July 2004Other Business ActivitiesSells Insurance
Matthew is president of several companies, including Dicken Leasing, Dicken Performance, M&C Ventures, Retirement Planning University, and Strategic Wealth Intellectual Property. He also founded Total Return Capital Management, a private equity fund, and Strategic Wealth Property & Casualty, a property and casualty insurance agency.
Employment History
Current Registrations
Strategic Wealth Investment Group, LLC
Previous Registrations
Aspen Financial Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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