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Donald Bentley

Fwg Investments, LLC
28 Years of Experience
Lexington, KY
7 Disclosures
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Donald Bentley is a registered investment advisor at Fwg Investments, LLC, based in Lexington, KY, with 28 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,846 clients with $350M in assets under management.

Fwg Investments, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
1,846 clients
Average Client Portfolio
$189K average
Assets Under Management
$349.0M

Fee Structure

Minimum Investment:$10K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

The standard fee does not exceed 1.5% annually and is negotiable based on various factors including account complexity and total portfolio size. AE Wealth Management retains 0.40% of the assets under management for sub-advisory and administrative services.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2704 Old Rosebud Road, Suite 160, Lexington, KY, 40509

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2020
Final
Customer Dispute
February 2018
Pending
Regulatory
February 2017
Final
Customer Dispute
April 2015
Settled
Customer Dispute
March 2015
Settled
Customer Dispute
October 2003
Denied
Customer Dispute
October 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donald co-owns KMBD, LLC, a rental property, and spends a few hours per week on phone calls related to it. He also owns 50% of R&D Lots, LLC, buying/selling residential lots, dedicating minimal time to this activity.

Employment History
Current Registrations
Fwg Investments, LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Fwg Investments, LLC
January 2017 - April 2017 · 3 mos
Global Financial Private Capital, LLC
April 2011 - January 2017 · 5 yrs 9 mos
Lincoln Financial Securities Corporation
August 1998 - April 2011 · 12 yrs 8 mos
Lincoln Financial Securities CorporationBroker
May 1998 - April 2011 · 12 yrs 11 mos
Mony Securities CORP.Broker
June 1997 - May 1998 · 11 mos
State Registrations5 states
KYNCOHTXWV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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