FWG Investments is a registered investment advisor based in Lexington, Kentucky, offering discretionary asset management and financial planning services. The firm builds portfolios using a combination of its own growth and dividend strategies and third-party investment models provided through a sub-advisory agreement with AE Wealth Management. Accounts are held at Fidelity through its institutional platform. FWG Investments helps clients with retirement planning, investment strategy, tax planning, insurance planning, estate planning, and education funding. Representatives of the firm may also act as insurance agents through an affiliated company to sell insurance and annuity products, which creates a financial incentive and potential conflict of interest. The firm works primarily with individuals, high-net-worth individuals, trusts, estates, and small businesses.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The standard fee does not exceed 1.5% annually and is negotiable based on various factors including account complexity and total portfolio size. AE Wealth Management retains 0.40% of the assets under management for sub-advisory and administrative services.