LL
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Leslie Little
29 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker
Leslie Little is a registered investment advisor at J.P. Morgan Securities LLC, based in Scottsdale, AZ, with 29 years of industry experience. Leslie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ, 85250
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2025Denied
Customer Dispute
August 2013Denied
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
January 2005 - July 2005 · 6 mos
Banc One Securities CorporationBroker
January 2005 - July 2005 · 6 mos
UBS Financial Services INC.
August 1999 - December 2004 · 5 yrs 4 mos
UBS Financial Services INC.Broker
August 1999 - December 2004 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
January 1998 - August 1999 · 1 yr 7 mos
Vanguard Marketing CorporationBroker
June 1997 - December 1997 · 6 mos
State Registrations42 states
ALARAZCACOCTDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMTNCNENJNMNVNYOHOKORPASCSDTNTXVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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