Thomas Ritchie is a registered investment advisor, based in Landisville, PA, with 28 years of industry experience.
Location
Landisville, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
September 2016 - February 2021 · 4 yrs 5 mos
Bb&t Investment Services, INC.
November 2015 - January 2018 · 2 yrs 2 mos
Bb&t Investment Services, INC.Broker
November 2015 - January 2018 · 2 yrs 2 mos
Cetera Investment Advisers LLC
January 2014 - November 2015 · 1 yr 10 mos
Cetera Investment Services LLCBroker
July 2010 - November 2015 · 5 yrs 4 mos
Cetera Investment Services LLC
July 2010 - January 2014 · 3 yrs 6 mos
Bainbridge Securities INC.Broker
August 2008 - June 2009 · 10 mos
PNC InvestmentsBroker
July 2008 - June 2010 · 1 yr 11 mos
PNC Investments
July 2008 - June 2010 · 1 yr 11 mos
Bainbridge Securities INC.Broker
June 2004 - August 2008 · 4 yrs 2 mos
Essex National Securities, INC.Broker
January 2004 - June 2004 · 5 mos
M&t Securities, INC.Broker
May 2003 - December 2003 · 7 mos
Allfirst Brokerage CorporationBroker
July 1997 - May 2003 · 5 yrs 10 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.