Joseph Lyons
Joseph Lyons is a CFP, ChFC-designated registered investment advisor at Vestgen Advisors, LLC, based in Chicago, IL, with 28 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,453 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VestGen Advisors charges a percentage of your portfolio annually for investment management. The exact percentage can vary up to a maximum of 2.5%, depending on factors like your relationship with the firm, the types of assets in your account, and the amount you invest. Fees are typically billed quarterly in advance, but may be billed in arrears in some cases. VestGen may also recommend third-party managers to manage your portfolio.
Location
1 North Franklin, Suite 1850, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Criminal
December 1994Other Business ActivitiesSells Insurance
Joseph is a director at Capital Financial Education Group, a non-profit organization, and solicits non-variable annuities and insurance products. He also serves as a board member for Turnberry Property Associate, trustee on spouse's trust, investment adviser representative at VestGen Advisors, LLC (taking nearly full-time), board member for Big Brother Big Sister McHenry County (minimal time), and limited partner, principal and founding member at VestGen Wealth Partners Holdings, LLC (about a quarter of his time).
Employment History
Current Registrations
Vestgen Advisors, LLC
Private Client Services, LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Advisory Services, LLC
Triad Advisors LLCBroker
Sequoia Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Investors Capital CORP.Broker
John Hancock Distributors, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.