TrueAdvisor
TrueAdvisor
JL
CFP · ChFC
JL
CFP · ChFC

Joseph Lyons

Vestgen Advisors, LLC
28 Years of Experience
South Barrington, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Lyons is a CFP, ChFC-designated registered investment advisor at Vestgen Advisors, LLC, based in South Barrington, IL, with 28 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 22,790 clients with $6.7B in assets under management.

Vestgen Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
58 advisors
Number of Clients
22,790 clients
Average Client Portfolio
$292K average
Assets Under Management
$6.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The annual fee ranges up to a maximum of 2.5% of assets held in the account. Fees are negotiable at the firm's discretion based on criteria such as account size, asset types, and relationship history.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 Executive Court, Suite #5, South Barrington, IL, 60010

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 1994
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph is a director at Capital Financial Education Group, a non-profit organization, and solicits non-variable annuities and insurance products. He also serves as a board member for Turnberry Property Associate, trustee on spouse's trust, investment adviser representative at VestGen Advisors, LLC (taking nearly full-time), board member for Big Brother Big Sister McHenry County (minimal time), and limited partner, principal and founding member at VestGen Wealth Partners Holdings, LLC (about a quarter of his time).

Employment History
Current Registrations
Vestgen Advisors, LLC
November 2024 - Present · 1 yr 11 mos
Private Client Services, LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Osaic Wealth, INC.Broker
August 2024 - November 2024 · 3 mos
Osaic Advisory Services, LLC
August 2019 - November 2024 · 5 yrs 3 mos
Triad Advisors LLCBroker
August 2019 - August 2024 · 5 yrs
Sequoia Wealth Management, LLC
December 2014 - September 2019 · 4 yrs 9 mos
LPL Financial LLC
September 2009 - October 2015 · 6 yrs 1 mo
LPL Financial LLCBroker
September 2009 - September 2019 · 10 yrs
Associated Planners Investment Advisory INC
October 2004 - October 2009 · 5 yrs
Associated Securities CORP.Broker
March 2004 - September 2009 · 5 yrs 6 mos
Signator Investors, INC.
April 2001 - December 2003 · 2 yrs 8 mos
Signator Investors, INC.Broker
March 2000 - March 2004 · 4 yrs
Investors Capital CORP.Broker
May 1998 - January 2000 · 1 yr 8 mos
John Hancock Distributors, INC.Broker
July 1997 - December 1997 · 5 mos
State Registrations13 states
ALAZCOFLIAILINMINYPATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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