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Daniel Holzer

28 Years of Experience
Westport, CT
2 DisclosuresBroker

Daniel Holzer is a registered investment advisor at UBS Financial Services INC., based in Westport, CT, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

8 Wright Street, Westport, CT, 06880-4701

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Denied
Customer Dispute
October 2008
Denied
Employment History
Current Registrations
UBS Financial Services INC.
November 2025 - Present · 6 mos
UBS Financial Services INC.Broker
November 2025 - Present · 6 mos
Previous Registrations
Morgan Stanley
May 2020 - November 2025 · 5 yrs 6 mos
Morgan StanleyBroker
June 2009 - November 2025 · 16 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2004 - April 2007 · 2 yrs 6 mos
Wachovia Securities, LLCBroker
July 2003 - November 2004 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
August 2000 - July 2003 · 2 yrs 11 mos
Dean Witter Reynolds INC.Broker
August 1997 - August 2000 · 3 yrs
First Albany CorporationBroker
May 1997 - July 1997 · 2 mos
State Registrations23 states
AZCACTDCDEFLILMAMDMNNCNHNJNYORPAPRRISCTNTXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.