MW
MW

Michael Paul Warren

27 Years of Experience
Broker
Compensation
Fee-Only (AUM)
Firm Size
11 advisors
Number of Clients
131 clients
Average Client Portfolio
$564.9M average
Assets Under Management
$74.0B
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Location

7272 Wisconsin Avenue, 21st Floor, Bethesda, MD, 20814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Proshare Advisors LLC
January 2024 - Present · 2 yrs 1 mo
Profunds Distributors, INC.
November 2023 - Present · 2 yrs 3 mos
Profunds Distributors, INC.Broker
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Nylife Distributors LLCBroker
September 2022 - November 2023 · 1 yr 2 mos
New York Life Investment Management LLC
September 2022 - November 2023 · 1 yr 2 mos
Proshare Advisors LLC
March 2013 - September 2022 · 9 yrs 6 mos
Profunds Distributors, INC.Broker
April 2003 - September 2022 · 19 yrs 5 mos
Deutsche Bank Securities INC.
January 2001 - August 2002 · 1 yr 7 mos
Deutsche Bank Securities INC.Broker
January 2001 - August 2002 · 1 yr 7 mos
Db Alex. Brown LLCBroker
July 1999 - January 2001 · 1 yr 6 mos
First Union Brokerage Services, INC.Broker
September 1998 - July 1999 · 10 mos
Painewebber IncorporatedBroker
July 1997 - July 1998 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1997 - June 1997 · 1 mo
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.