Michael Warren is a registered investment advisor at Proshare Advisors LLC, based in Bethesda, MD, with 28 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 145 clients with $85B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
10 advisors
IM Fee
Planning only
Assets Under Management
$85.3B
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Location
7272 Wisconsin Avenue, 21st Floor, Bethesda, MD, 20814
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Proshare Advisors LLC
January 2024 - Present · 2 yrs 9 mos
Profunds Distributors, INC.
November 2023 - Present · 2 yrs 11 mos
Profunds Distributors, INC.Broker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Nylife Distributors LLCBroker
September 2022 - November 2023 · 1 yr 2 mos
New York Life Investment Management LLC
September 2022 - November 2023 · 1 yr 2 mos
Proshare Advisors LLC
March 2013 - September 2022 · 9 yrs 6 mos
Profunds Distributors, INC.Broker
April 2003 - September 2022 · 19 yrs 5 mos
Deutsche Bank Securities INC.
January 2001 - August 2002 · 1 yr 7 mos
Deutsche Bank Securities INC.Broker
January 2001 - August 2002 · 1 yr 7 mos
Db Alex. Brown LLCBroker
July 1999 - January 2001 · 1 yr 6 mos
First Union Brokerage Services, INC.Broker
September 1998 - July 1999 · 10 mos
Painewebber IncorporatedBroker
July 1997 - July 1998 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1997 - June 1997 · 1 mo
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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