MR
MR
Mark Roach
28 Years of Experience
Chicago, IL
1 DisclosureBroker
Mark Roach is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Chicago, IL, with 28 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
25 E Washington St, Chicago, IL, 60602
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2009Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.
October 2010 - February 2026 · 15 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
September 2010 - February 2026 · 15 yrs 5 mos
Leumi Investment Services INC.Broker
March 2004 - September 2010 · 6 yrs 6 mos
Leumi Investment Services INC.
March 2004 - September 2010 · 6 yrs 6 mos
Capital Brokerage CorporationBroker
August 2003 - December 2003 · 4 mos
Dreyfus Service Corporation
February 1999 - May 2003 · 4 yrs 3 mos
Dreyfus Service CorporationBroker
April 1998 - May 2003 · 5 yrs 1 mo
The Huntington Investment CompanyBroker
May 1997 - March 1998 · 10 mos
State Registrations28 states
AZCACOCTDEFLGAHIIAIDILINKYMDMIMNMONCNVNYOHSCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.