Roberto Lizama
Roberto Lizama is a registered investment advisor at Rose Capital Advisors, LLC, based in Miami Beach, FL, with 29 years of industry experience. Roberto is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 6 more. Their firm serves 375 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rose Capital Advisors offers investment management through a wrap fee program and private funds, with specific fee schedules detailed in separate program brochures. For private pooled investment vehicles managed by the firm, investors pay an annual management fee of 0.50% on committed capital and subsequently on invested capital for five years, along with potential performance-based incentive fees if returns exceed an established benchmark or hurdle rate.
Location
119 Washington Avenue, Suite 400, Miami Beach, FL, 33139
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roberto is involved in several outside business activities. He operates under Wealth Capital Partners, LLC for investment-related activities, manages data onboarding and analysis for MSP Recovery, LLC (taking nearly full-time), and is an independent licensed insurance agent selling life and variable annuities.
Employment History
Current Registrations
Rose Capital Advisors, LLC
Saxony Securities, INC.Broker
Previous Registrations
Investment Placement GroupBroker
Ipg Investment Advisors, LLC
Wunderlich Securities, INC.
Wunderlich Securities, INC.Broker
Dominick & Dominick LLC
Dominick & Dominick LLCBroker
First Security Investments, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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