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Brent Williams

28 Years of Experience
North Easton, MA
2 DisclosuresBroker

Brent Williams is a registered investment advisor at Cetera Investment Advisers LLC, based in North Easton, MA, with 28 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

North Easton, MA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2006
Settled
Customer Dispute
June 2001
Denied
Other Business Activities

Brent is the founder and CEO of Brent Williams Enterprises - Nextgen Camps LLC, managing youth football camps nationwide, dedicating about 10-20% of his time. He also serves as a board advisor for Catholic Memorial High School, spending minimal time on this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital Advisory
January 2014 - October 2016 · 2 yrs 9 mos
Investors Capital CORP.Broker
January 2014 - October 2016 · 2 yrs 9 mos
Bolton Global CapitalBroker
March 2011 - December 2013 · 2 yrs 9 mos
Bolton Global Asset Management
January 2011 - January 2014 · 3 yrs
Delta Global Asset Management
May 2009 - December 2010 · 1 yr 7 mos
Delta Equity Services CorporationBroker
May 2009 - December 2010 · 1 yr 7 mos
UBS Financial Services INC.
September 2003 - June 2009 · 5 yrs 9 mos
UBS Financial Services INC.Broker
September 2003 - June 2009 · 5 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 1999 - September 2003 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1999 - September 2003 · 4 yrs 4 mos
Salomon Smith Barney INC.Broker
July 1997 - May 1999 · 1 yr 10 mos
State Registrations12 states
FLGAMAMINHNJNYOHPARITXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.