Kent Hu
Kent Hu is a registered investment advisor at LPL Enterprise, LLC, based in Salt Lake City, UT, with 24 years of industry experience. Kent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
5353 S. 960 E, Suite 235, Salt Lake City, UT, 84117
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Regulatory History (1)
Employment Separation After Allegations
July 2015Other Business ActivitiesSells Insurance
Kent is an advisor for group insurance for Unum Life Insurance of America since 2021. This activity requires minimal time and is investment-related.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Morgan Stanley Dw INC.Broker
Morgan Stanley Dean Witter Online INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.