Roman Lara is a registered investment advisor, based in Porterville, CA, with 21 years of industry experience.
Location
311 N 2nd St Ste A, Porterville, CA, 93257-3806
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roman is the managing member of Only Pickleball LLC, a retail and online sporting goods store, but does not take an active role in day-to-day operations, dedicating a few hours per week. Roman also owns Allstate Insurance Company (Roman Lara III Insurance Agency, Inc) and manages the insurance agency full-time.
Employment History
Current Registrations
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
Previous Registrations
Secure Investment Management, LLC
Brookstone Capital Management LLC
Specialized Advisors
Secure Investment Management, LLC
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Nms Capital Asset Management, INC.
Gradient Advisors, LLC
Gradient Securities, LLCBroker
Brokersxpress LLC
Brokersxpress LLCBroker
Brookstreet Securities CorporationBroker
Partnervest Securities, INC.Broker
American General Securities IncorporatedBroker
United Securities Alliance, INC.Broker
Wm Financial Services, INC.Broker
United Securities Alliance, INC.Broker
Wma Securities, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations1 state
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