Brian Walker
Brian Walker is a registered investment advisor at Svl Investment Management, based in Placentia, CA, with 28 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 179 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | Included |
| $1.0M - $5.0M | Included |
| $5.0M - $10.0M | Included |
| $10M+ | Included |
The annual fee for portfolio management services is negotiable.
Fee Estimator
Location
1620 N. Placentia Ave., Suite 100, Placentia, CA, 92870
Get directionsHistory
Regulatory History (3)
Civil Bond
February 2010Criminal
January 1996Criminal
July 1988Other Business ActivitiesSells Insurance
Brian receives trailer commissions from previous insurance sales with various carriers. He dedicates minimal time to this activity.
Employment History
Current Registrations
Svl Investment Management
Previous Registrations
Thrivent Investment Management INC.Broker
Lutheran Brotherhood Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.