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RL
CFP · ChFC
RL
CFP · ChFC

Richard Levine

Synergy Financial Partners, LLC
23 Years of Experience
Denver, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Richard Levine is a CFP, ChFC-designated registered investment advisor at Synergy Financial Partners, LLC, based in Denver, CO, with 23 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 526 clients with $310M in assets under management.

Synergy Financial Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
526 clients
Average Client Portfolio
$587K average
Assets Under Management
$308.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Annual fees typically range from 0.50% to 1.25% of assets under management. Fees are negotiable depending on individual client circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3773 Cherry Creek North Drive, Ste 780, Denver, CO, 80209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is a representative selling non-variable insurance, including life and long-term care, since 2018. He is also a Registered Representative with LPL Financial LLC since 2018 and an Investment Advisor Representative with Synergy Financial Partners, LLC since 2019, dedicating nearly full-time hours to the latter.

Employment History
Current Registrations
Synergy Financial Partners, LLC
October 2019 - Present · 7 yrs
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Sii Investments, INC.
February 2009 - February 2018 · 9 yrs
Sii Investments, INC.Broker
February 2009 - February 2018 · 9 yrs
AXA Advisors, LLC
November 2007 - February 2009 · 1 yr 3 mos
AXA Advisors, LLCBroker
November 2007 - February 2009 · 1 yr 3 mos
Hornor, Townsend & Kent, INC.
May 2004 - November 2007 · 3 yrs 6 mos
Hornor, Townsend & Kent, INC.Broker
May 2004 - November 2007 · 3 yrs 6 mos
New England Securities Corporation
January 2004 - May 2004 · 4 mos
New England SecuritiesBroker
July 2003 - May 2004 · 10 mos
State Registrations28 states
ALAZCACOCTFLIAILKSMAMDMIMOMSNCNDNJNMNVNYOHOKPATXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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