James Person
James Person is a ChFC-designated registered investment advisor at Synergy Financial Partners, LLC, based in Denver, CO, with 53 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 526 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Annual fees typically range from 0.50% to 1.25% of assets under management. Fees are negotiable depending on individual client circumstances.
Fee Estimator
Location
3773 Cherry Creek North Drive, Suite 780, Denver, CO, 80209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James offers fixed insurance products through Synergy Financial Partners, a DBA for his LPL business. He also sells life insurance and fixed annuities through Crump, dedicating minimal time to this activity. Additionally, James provides investment advisory services through Synergy Financial Partners, LLC, spending nearly full-time hours on this activity.
Employment History
Current Registrations
Synergy Financial Partners, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Sii Investments, INC.Broker
Sii Investments, INC.
AXA Advisors, LLCBroker
AXA Advisors, LLC
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Allmerica Financial Life Insurance and Annuity CompanyBroker
Sma Equities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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