JC
JC

Joseph Catalano

20 Years of Experience
Chicago, IL
Broker

Joseph Catalano is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

233 South Wacker Drive, Suite 8600, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joseph is the sole proprietor/owner of Take Two Experience LLC, a recreation and education business, spending minimal time on accounting and bookkeeping. He also serves on the advisory board and finance committee for Chicago Run, a children/youth sports organization, dedicating minimal time to business development, administration, and marketing.

Employment History
Current Registrations
Morgan StanleyBroker
September 2022 - Present · 3 yrs 8 mos
Morgan Stanley
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - October 2022 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - October 2022 · 6 yrs 11 mos
UBS Financial Services INC.Broker
October 2008 - November 2015 · 7 yrs 1 mo
UBS Financial Services INC.
October 2008 - November 2015 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
February 2006 - November 2008 · 2 yrs 9 mos
Citigroup Global Markets INC.
February 2006 - November 2008 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.