RK
RK

Robert Keyes

28 Years of Experience
Las Vegas, NV
7 DisclosuresBrokerSells Insurance

Robert Keyes is a registered investment advisor at Ameriprise Financial Services, LLC, based in Las Vegas, NV, with 28 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

10845 Griffith Peak Dr Ste 690, Las Vegas, NV, 89135

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Settled
Customer Dispute
August 2012
Settled
Customer Dispute
March 2011
Denied
Customer Dispute
July 2008
Denied
Customer Dispute
September 2003
Settled
Customer Dispute
August 2003
Denied
Customer Dispute
April 2003
Denied
Other Business ActivitiesSells Insurance

Robert is an independent insurance broker with Penn Mutual since 2015 and has business ownership in another entity since 1996. He spends a few hours per week on these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2015 - Present · 10 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Tricor Advisory Services, LLC
June 2009 - November 2015 · 6 yrs 5 mos
Tricor Financial, LLCBroker
June 2009 - November 2015 · 6 yrs 5 mos
Royal Alliance Associates, INC.
May 2009 - June 2009 · 1 mo
Royal Alliance Associates, INC.Broker
January 2000 - June 2009 · 9 yrs 5 mos
Securities America, INC.Broker
January 1999 - January 2000 · 1 yr
Delta Equity Services CorporationBroker
October 1997 - January 1999 · 1 yr 3 mos
State Registrations32 states
AKARAZCACOFLGAIDILINKSKYMIMNMOMTNCNMNVNYOHOKORPASCTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.