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Kenneth Price

Prospera Financial Services, INC.
29 Years of Experience
Glen Allen, VA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Kenneth Price is a registered investment advisor at Prospera Financial Services, INC., based in Glen Allen, VA, with 29 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10146 West Broad St, Suite B, Glen Allen, VA, 23060

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth is a co-owner of PricePerkins LLC, an insurance agency registered in Virginia, and shares in trails from AFLAC. He also volunteers for Staples Mill Road Baptist Church, spending minimal time and receiving no compensation.

Employment History
Current Registrations
Prospera Financial Services, INC.
March 2009 - Present · 17 yrs 7 mos
Prospera Financial Services, INC.Broker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Micg Investment Management
May 2001 - March 2009 · 7 yrs 10 mos
Micg Investment Management, LLCBroker
January 2001 - March 2009 · 8 yrs 2 mos
Capital Brokerage CorporationBroker
December 1997 - February 2001 · 3 yrs 2 mos
Forth Financial Securities, CorporationBroker
September 1997 - December 1997 · 3 mos
State Registrations13 states
CADEFLGAILMAMDMSNCORSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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