KP
KP

Kenneth Price

28 Years of Experience
Dallas, TX
1 DisclosureBrokerSells Insurance

Kenneth Price is a registered investment advisor at Prospera Financial Services, INC., based in Dallas, TX, with 28 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.

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Location

5429 Lbj Freeway, Suite 750, Dallas, TX, 75240

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
Other Business ActivitiesSells Insurance

Kenneth is a co-owner of PricePerkins LLC, an insurance agency registered in Virginia, and shares in trails from AFLAC. He also volunteers for Staples Mill Road Baptist Church, spending minimal time and receiving no compensation.

Employment History
Current Registrations
Prospera Financial Services, INC.
March 2009 - Present · 17 yrs 2 mos
Prospera Financial Services, INC.Broker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Micg Investment Management
May 2001 - March 2009 · 7 yrs 10 mos
Micg Investment Management, LLCBroker
January 2001 - March 2009 · 8 yrs 2 mos
Capital Brokerage CorporationBroker
December 1997 - February 2001 · 3 yrs 2 mos
Forth Financial Securities, CorporationBroker
September 1997 - December 1997 · 3 mos
State Registrations13 states
CADEFLGAILMAMDMSNCORSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.