Brian Slagle is a registered investment advisor at Lombard Advisers Incorporated, based in Annapolis, MD, with 12 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 985 clients with $670M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable and may be lower based on various criteria.
Fee Estimator
Location
Annapolis, MD
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian operates his securities and advisory business under the name Slagle Investments, LLC. He also serves as a Board of Trustees Member for JP Home, Inc., a nonprofit halfway house for recovering alcoholics.
Employment History
Current Registrations
Lombard Advisers Incorporated
Lombard Securities IncorporatedBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Sunpoint Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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