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Scott Williams

28 Years of Experience
Reno, NV
2 DisclosuresBroker

Scott Williams is a registered investment advisor at Morgan Stanley, based in Reno, NV, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5390 Kietzke Lane, Suite 200, Reno, NV, 89511

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History

Regulatory History (2)
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Customer Dispute
March 2011
Denied
Customer Dispute
September 2009
Denied
Other Business Activities

Scott is a partner in Tresimage Hair Salon, a beauty salon in Reno, Nevada, since July 2023. He spends minimal time on administrative and property management tasks related to the salon.

Employment History
Current Registrations
Morgan Stanley
April 2024 - Present · 2 yrs 1 mo
Morgan StanleyBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Wells Fargo Advisors
January 2011 - May 2024 · 13 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - May 2024 · 13 yrs 4 mos
Wells Fargo Investments, LLC
February 2009 - January 2011 · 1 yr 11 mos
Wells Fargo Investments, LLCBroker
July 2008 - January 2011 · 2 yrs 6 mos
LPL Financial Corporation
January 2007 - July 2008 · 1 yr 6 mos
LPL Financial CorporationBroker
January 2007 - July 2008 · 1 yr 6 mos
Ameriprise Financial Services, INC.
July 1998 - January 2007 · 8 yrs 6 mos
Ameriprise Financial Services, INC.Broker
June 1997 - January 2007 · 9 yrs 7 mos
Ids Life Insurance CompanyBroker
June 1997 - July 2006 · 9 yrs 1 mo
State Registrations9 states
AZCACOFLIDKSNVTNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.